DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Dimensions Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mitchell Paul Pierson | Osaic Wealth, Inc. BD affiliated | Financial Dimensions Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | Mar 13, 2019 |
| Brian T Bovee | Osaic Wealth, Inc. BD affiliated | Financial Dimensions Group, Inc. other | Other | May 6, 2025 | Dec 9, 2013 |
| Jack W Wingerd | Osaic Wealth, Inc. BD affiliated | Financial Dimensions Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2025 | Feb 25, 2020 |
| Susan Marie Anderson | Osaic Wealth, Inc. BD affiliated | Financial Dimensions Group, Inc. other | Other | Feb 1, 2024 | Nov 22, 2016 |
| Staci Marie Murphy | Avantax Advisory Services other | Financial Dimensions Group, Inc. other | Other | Dec 31, 2014 | Feb 18, 2015 (49 d) |
| John Patrick Quigley | Signator Investors, Inc. other | Financial Dimensions Group, Inc. other | Other | Apr 23, 2012 | Apr 30, 2012 |
| Michelle Kaymeiers Letch | Valic Financial Advisors, Inc. other | Financial Dimensions Group, Inc. other | Other | Aug 8, 2006 | Dec 19, 2013 (2690 d) |
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7 moves match.