DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hilton Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Vincent CarrollJohn Hancock Investment Management LLC asset managerHilton Capital Management, LLC mixed wealthOtherApr 11, 2022Apr 13, 2022
Hugh S AnstyBlackrock Investment Management, LLC otherHilton Capital Management, LLC mixed wealthOtherMar 17, 2022Apr 20, 2022 (34 d)
Thomas Barry MaherLord, Abbett & Co. LLC asset managerHilton Capital Management, LLC independent RIAOtherJan 2, 2019Jan 29, 2019
Katherine Jeanette CathcartLogan Capital Management, Inc. mixed wealthHilton Capital Management, LLC independent RIARIA to RIAJul 11, 2018Sep 5, 2018 (56 d)
Timothy ReillyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHilton Capital Management, LLC mixed wealthWirehouse to independent RIAApr 25, 2016Jul 13, 2021 (1905 d)
Page 1 of 1
5 moves match.