DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Stiles Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edgar Christian VillegasSecured Retirement Advisors, LLC independent RIAStiles Financial Services, Inc. independent RIARIA to RIAFeb 10, 2026Nov 12, 2025
Rachel Katherine EngelThrivent Asset Management, LLC asset managerStiles Financial Services, Inc. independent RIAOtherOct 13, 2025Nov 12, 2025
Bradford Trusler AylinSecured Retirement Advisors, LLC independent RIAStiles Financial Services, Inc. independent RIARIA to RIAJun 4, 2025Sep 11, 2025 (99 d)
Michael PikkarainenBrp Capital LLC unclassifiedStiles Financial Services, Inc. independent RIAOtherOct 1, 2021Nov 12, 2021 (42 d)
Paul E TichyCambridge Investment Research Advisors, Inc. BD affiliatedStiles Financial Services, Inc. otherOtherMay 11, 2020Nov 3, 2016
Susan Marta StilesCambridge Investment Research Advisors, Inc. BD affiliatedStiles Financial Services, Inc. otherOtherMay 11, 2020Feb 7, 2014
Keighley J SpottCambridge Investment Research Advisors, Inc. BD affiliatedStiles Financial Services, Inc. otherOtherDec 5, 2019Jan 3, 2018
Daniel Paul StolfaCambridge Investment Research Advisors, Inc. BD affiliatedStiles Financial Services, Inc. otherOtherAug 24, 2018Nov 3, 2016
John R StoneAmeriprise Financial Services, LLC national BDStiles Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2018Apr 22, 2024 (2092 d)
Mark Robert GierachBalanced Capital Management LLC unclassifiedStiles Financial Services, Inc. independent RIAOtherSep 8, 2016Mar 7, 2023 (2371 d)
Peter J SchmitzMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStiles Financial Services, Inc. otherOtherNov 6, 2013Feb 7, 2014 (93 d)
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11 moves match.