DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Copperleaf Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brad Jeffery Playford | Vanguard Advisers, Inc. BD affiliated | Copperleaf Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2024 | Jul 26, 2024 |
| Julian M Arribas | Destiny Wealth Partners, LLC independent RIA | Copperleaf Capital, LLC independent RIA | RIA to RIA | Aug 12, 2022 | Oct 26, 2022 (75 d) |
| Colton Taylor Strawn | Fidelity Personal And Workplace Advisors BD affiliated | Copperleaf Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2022 | Mar 17, 2022 |
| Matthew Stuart Altman | Fidelity Personal And Workplace Advisors BD affiliated | Copperleaf Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2022 | Mar 14, 2022 |
| Peter Allen Ross | Fidelity Personal And Workplace Advisors BD affiliated | Copperleaf Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Jan 19, 2022 |
| Joshua Bousfield | Wells Fargo Advisors wirehouse | Copperleaf Capital, LLC independent RIA | Wirehouse to independent RIA | Oct 4, 2021 | Oct 8, 2021 |
| John Ryan Heath | Global Financial Private Capital, Inc. other | Copperleaf Capital, LLC other | Other | Feb 12, 2015 | Feb 12, 2015 |
| Thomas Jacob Tolley | Ameriprise Financial Services, LLC national BD | Copperleaf Capital, LLC other | Other | Jan 19, 2010 | Feb 28, 2014 (1501 d) |
| Ryan Gary Peterson | Msi Financial Services, Inc. other | Copperleaf Capital, LLC other | Other | Jan 23, 2004 | Mar 24, 2004 (61 d) |
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9 moves match.