DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Karstens Investment Counsel, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Corey Alexander Voorman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Karstens Investment Counsel, Inc. other | Other | Nov 15, 2016 | Dec 8, 2016 |
| Donald Scott Beal | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Karstens Investment Counsel, Inc. other | Other | Jan 11, 2013 | Apr 8, 2013 (87 d) |
| Jason Dean Hiley | Westwood Wealth Management other | Karstens Investment Counsel, Inc. other | Other | Jan 10, 2006 | Jan 11, 2006 |
| Darren C Obrecht | Westwood Wealth Management other | Karstens Investment Counsel, Inc. other | Other | Jan 10, 2006 | Jan 11, 2006 |
| Stacie Lynn Giddings | Westwood Wealth Management other | Karstens Investment Counsel, Inc. other | Other | Jan 10, 2006 | Jan 11, 2006 |
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5 moves match.