DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Buckingham Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Janet Carol SteinkeBuckingham Capital Management, Inc. independent RIABuckingham Financial Group, Inc. no RAUMOtherMar 17, 2025Mar 23, 2016
Christina N IsraelBuckingham Capital Management, Inc. independent RIABuckingham Financial Group, Inc. no RAUMOtherMar 17, 2025Apr 23, 2022
Christina Lynn DerhamUBS Financial Services Inc. wirehouseBuckingham Financial Group, Inc. no RAUMOtherMar 10, 2022Aug 15, 2022 (158 d)
Carolyn Jean CookBuckingham Capital Management, Inc. independent RIABuckingham Financial Group, Inc. no RAUMOtherJan 6, 2020Mar 27, 2015
Timothy Laverne WhetroBuckingham Capital Management, Inc. independent RIABuckingham Financial Group, Inc. no RAUMOtherJan 2, 2020Jun 12, 2017
Matthew James McdonoughBuckingham Capital Management, Inc. independent RIABuckingham Financial Group, Inc. no RAUMOtherAug 14, 2018Oct 31, 2016
Travis DenkenbergerU.S. Bancorp Investments, Inc. otherBuckingham Financial Group, Inc. no RAUMOtherNov 14, 2016Feb 10, 2017 (88 d)
Jessica B DeboldEquitable Advisors, LLC national BDBuckingham Financial Group, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 4, 2012May 22, 2014 (625 d)
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8 moves match.