DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wbb Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Joseph CalcagniniVictus Capital Wealth independent RIAWbb Securities, LLC state registeredRIA to a state-registered adviserMay 30, 2018Nov 8, 2010
Lacey Lynn RobertsKeystone Capital Corporation otherWbb Securities, LLC state registeredOtherOct 31, 2016Mar 30, 2017 (150 d)
Eric Allen SamsKeystone Capital Corporation otherWbb Securities, LLC state registeredOtherOct 31, 2016Jan 3, 2017 (64 d)
Richard Hughes Von HurstVictus Capital Wealth otherWbb Securities, LLC state registeredOtherMar 4, 2014Nov 8, 2010
Jeffrey Alan HoehnerNew England Securities Corporation otherWbb Securities, LLC state registeredOtherMay 14, 2013May 17, 2013
Douglas Nolan PiRaymond James Financial Services Advisors, Inc otherWbb Securities, LLC state registeredOtherSep 13, 2010Jan 23, 2012 (497 d)
Paul Edward FritchB. Riley Wealth Advisors, Inc. otherWbb Securities, LLC state registeredOtherApr 30, 2008Jun 20, 2008 (51 d)
Norman MeremsBrookstreet Securities Corporation unclassifiedWbb Securities, LLC state registeredOtherJun 29, 2007Aug 16, 2007 (48 d)
Roy Edward BennettSmart Investments Advisory Incorporated state registeredWbb Securities, LLC state registeredOtherDec 7, 2006Dec 5, 2006
Barrick Allyn SmartSmart Investments Advisory Incorporated state registeredWbb Securities, LLC state registeredOtherDec 7, 2006Dec 5, 2006
Gary R GygiEagle Gate Securities, Inc. unclassifiedWbb Securities, LLC state registeredOtherDec 31, 2005Feb 5, 2007 (401 d)
Nancy Nientzu WooJohn Hancock Distributors LLC unclassifiedWbb Securities, LLC state registeredOtherSep 29, 2003Oct 6, 2010 (2564 d)
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12 moves match.