DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Irongate Partners, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Evan CumalanderEdward Jones national BDIrongate Partners, Inc. otherOtherJul 1, 2014Jul 28, 2014
Michael C BoggioOld North State Wealth Management, LLC otherIrongate Partners, Inc. otherOtherJun 1, 2012Jun 26, 2012
John Lee MartinVerity Asset Management otherIrongate Partners, Inc. otherOtherMay 30, 2012Aug 14, 2014 (806 d)
Lil Minton MercerLPL Financial LLC otherIrongate Partners, Inc. otherOtherDec 22, 2010Jan 25, 2011 (34 d)
Cleve Ericson NordeenRBC Capital Markets, LLC national BDIrongate Partners, Inc. otherOtherOct 7, 2010Oct 19, 2010
David Raymond HartnessAmeriprise Financial Services, LLC national BDIrongate Partners, Inc. otherOtherNov 5, 2004Dec 15, 2004 (40 d)
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6 moves match.