DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Irongate Partners, Inc.

Former SEC-registered adviserWilmington, North CarolinaCRD 118472SEC 801-71392IAPD
Latest filing Oct 5, 2016
First filing on the tape Mar 30, 2012 · 17 filings
RAUM
$183M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
10 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$183M as of Feb 24, 2016
Mar 30, 2012$190M then
HNW client RAUM: no history
State-registered IARs (5.B.3)9 as of Feb 24, 2016
Mar 30, 20120 then
Employees (5.A)16 as of Feb 24, 2016
Mar 28, 20139 then
Private funds: no history
RAUM -0.5% over the last fiscal year+16% a year over threeIARs 8 to 9
Practice profile
derived from the filing of Oct 5, 2016; every figure names its basis
RAUM per advisor
$20.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$148,123derivedRAUM over accounts (5.F.2.f)
Discretionary
87%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
9.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-0.5%derivedbetween the last two annual amendments
Advisor growth, one year
+13%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,233reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourly, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Charles Stephen Coggins · Chief Investment Officer/Vice Presidentcontrol
      since 07/2001 · owns 25% to 50%
    • Raymond David Hartness · Chief Client Officer/Secretary/Treasurercontrol
      since 10/2004 · owns 25% to 50%
    • Scott Christopher Jones · Chief Compliance Officer/President/Chief Operating Officercontrol
      since 06/1999 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Advisers that list Irongate Partners, Inc. as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,183 to 1,233
      Jan 11, 2016 to Feb 24, 2016
    • Advisory employees · 8 to 10
      Jan 11, 2016 to Feb 24, 2016
    • Advisory activities · 6 to 5
      Jan 11, 2016 to Feb 24, 2016
    • Employees · 12 to 16
      Jan 11, 2016 to Feb 24, 2016
    • Insurance-licensed employees · 4 to 0
      Jan 11, 2016 to Feb 24, 2016
    • State-registered IARs · 8 to 9
      Jan 11, 2016 to Feb 24, 2016
    • Discretionary RAUM · $156M to $159M
      Jan 11, 2016 to Feb 24, 2016
    • Non-discretionary RAUM · $27.3M to $23.7M
      Jan 11, 2016 to Feb 24, 2016
    • RAUM · $184M to $183M
      Jan 11, 2016 to Feb 24, 2016
    • Related adviser · true to false
      Jan 11, 2016 to Feb 24, 2016
    • Advisory employees · 7 to 8
      Jan 2, 2015 to Mar 12, 2015
    • Accounts · 897 to 1,183
      Jan 2, 2015 to Mar 12, 2015
    • Commission compensation · false to true
      Jan 2, 2015 to Mar 12, 2015
    • Employees · 7 to 12
      Jan 2, 2015 to Mar 12, 2015
    • Insurance-licensed employees · 0 to 4
      Jan 2, 2015 to Mar 12, 2015
    • State-registered IARs · 7 to 8
      Jan 2, 2015 to Mar 12, 2015
    • Discretionary RAUM · $149M to $156M
      Jan 2, 2015 to Mar 12, 2015
    • Non-discretionary RAUM · $4.7M to $27.3M
      Jan 2, 2015 to Mar 12, 2015
    • RAUM · $153M to $184M
      Jan 2, 2015 to Mar 12, 2015
    • Accounts · 878 to 897
      Mar 28, 2014 to Jul 10, 2014
    • Discretionary RAUM · $127M to $149M
      Mar 28, 2014 to Jul 10, 2014
    • RAUM · $132M to $153M
      Mar 28, 2014 to Jul 10, 2014
    • Accounts · 870 to 878
      Dec 23, 2013 to Mar 28, 2014
    • Advisory employees · 0 to 7
      Dec 23, 2013 to Mar 28, 2014
    • BD registered reps · 9 to 7
      Dec 23, 2013 to Mar 28, 2014
    • Employees · 9 to 7
      Dec 23, 2013 to Mar 28, 2014
    • State-registered IARs · 9 to 7
      Dec 23, 2013 to Mar 28, 2014
    • Discretionary RAUM · $150M to $127M
      Dec 23, 2013 to Mar 28, 2014
    • Non-discretionary RAUM · $4.6M to $4.7M
      Dec 23, 2013 to Mar 28, 2014
    • RAUM · $155M to $132M
      Dec 23, 2013 to Mar 28, 2014
    • Discretionary RAUM · $124M to $150M
      Oct 2, 2013 to Dec 23, 2013
    • Non-discretionary RAUM · $5.6M to $4.6M
      Oct 2, 2013 to Dec 23, 2013
    • RAUM · $130M to $155M
      Oct 2, 2013 to Dec 23, 2013
    • Accounts · 599 to 870
      Mar 28, 2013 to Aug 9, 2013
    • Discretionary RAUM · $112M to $124M
      Mar 28, 2013 to Aug 9, 2013
    • Non-discretionary RAUM · $6.0M to $5.6M
      Mar 28, 2013 to Aug 9, 2013
    • RAUM · $118M to $130M
      Mar 28, 2013 to Aug 9, 2013
    • Accounts · 1,240 to 599
      Oct 4, 2012 to Mar 28, 2013
    • Advisory employees · unset to 0.0
      Oct 4, 2012 to Mar 28, 2013
    • BD registered reps · unset to 9.0
      Oct 4, 2012 to Mar 28, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026