DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Main Street Financial Life Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joel Matthew Davis | Cwm, LLC BD affiliated | Main Street Financial Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2023 | Jan 19, 2022 |
| Rebecca Iacopelli | Aviance Capital Partners LLC other | Main Street Financial Life Advisors, LLC other | Other | Jun 16, 2016 | Dec 27, 2016 (194 d) |
| Nicole Marie Offerman | Ameriprise Financial Services, LLC national BD | Main Street Financial Life Advisors, LLC other | Other | Aug 25, 2008 | Jun 16, 2009 (295 d) |
| Mark William Sulpizio | Tower Square Securities, Inc. other | Main Street Financial Life Advisors, LLC other | Other | Dec 5, 2007 | Apr 14, 2008 (131 d) |
| Theresa Ann Procida | Tower Square Securities, Inc. other | Main Street Financial Life Advisors, LLC other | Other | Dec 5, 2007 | Apr 14, 2008 (131 d) |
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5 moves match.