DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthharbor Capital Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bryan S Hayes | Cetera Investment Advisers LLC BD affiliated | Wealthharbor Capital Group, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 | Mar 2, 2026 |
| Michael Thomas Fischer | Cetera Investment Advisers LLC BD affiliated | Wealthharbor Capital Group, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 | Mar 4, 2026 |
| Brian Edward Currie | Hub Investment Partners, LLC other | Wealthharbor Capital Group, LLC mixed wealth | Other | Mar 8, 2021 | Mar 16, 2021 |
| Mark Hilton Hooker | Financial Management Solutions, LLC unclassified | Wealthharbor Capital Group, LLC other | Other | Oct 9, 2017 | Oct 24, 2017 |
| William C Beard | Financial Management Solutions, LLC unclassified | Wealthharbor Capital Group, LLC other | Other | Oct 9, 2017 | Oct 27, 2017 |
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5 moves match.