DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Scottsdale Capital Advisors Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Arndt | Ashton Thomas Private Wealth other | Scottsdale Capital Advisors Corporation state registered | Other | Aug 12, 2011 | Aug 25, 2011 |
| Ramsey Fulton Brock | Brock Asset Management state registered | Scottsdale Capital Advisors Corporation state registered | Other | Dec 31, 2010 | Oct 24, 2002 |
| Teresa Janette Brock | Nexcore Financial Services, Incorporated unclassified | Scottsdale Capital Advisors Corporation state registered | Other | Aug 30, 2007 | Feb 18, 2010 (903 d) |
| Clay Michael Kazmierski | Ameriprise Financial Services, LLC national BD | Scottsdale Capital Advisors Corporation state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 14, 2006 | Jan 4, 2007 |
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4 moves match.