DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Aspen Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Taj PereiraStrategic Advisers LLC national BDAspen Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 12, 2025Jun 19, 2025
Lavea Grace ThomasLegacy Wealth Management, LLC independent RIAAspen Capital Management, LLC independent RIARIA to RIAJul 8, 2021Jun 8, 2021
Johanna Sanchez AdlesonAdero Partners, LLC independent RIAAspen Capital Management, LLC independent RIARIA to RIAOct 19, 2018Jun 18, 2020 (608 d)
Matthew Vernard CooleyThreadline Wealth otherAspen Capital Management, LLC otherOtherSep 6, 2017Aug 24, 2017
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4 moves match.