DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Compass Advisory Partners LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Lyle CannonFsc Securities Corporation BD affiliatedCompass Advisory Partners LLC otherOtherJun 8, 2022Sep 11, 2015
Pamela Diana FitzpatrickFsc Securities Corporation BD affiliatedCompass Advisory Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2022Apr 15, 2019
Charles Alvin SewellFsc Securities Corporation BD affiliatedCompass Advisory Partners LLC otherOtherFeb 18, 2020Oct 24, 2007
David Scott HatcherFsc Securities Corporation otherCompass Advisory Partners LLC otherOtherSep 5, 2017Aug 20, 2007
Stephanie Michelle FlattH. Beck, Inc. otherCompass Advisory Partners LLC otherOtherAug 25, 2015Jun 22, 2016 (302 d)
David Joe MooreCompass Efficient Model Portfolios, LLC otherCompass Advisory Partners LLC independent RIAOtherMay 12, 2015May 11, 2020 (1826 d)
Michael Christopher OrganCompass Efficient Model Portfolios, LLC otherCompass Advisory Partners LLC otherOtherMay 12, 2015Aug 13, 2009
William Ellis WebbCompass Efficient Model Portfolios, LLC otherCompass Advisory Partners LLC otherOtherMay 11, 2015Jul 22, 2015 (72 d)
Jeremy Tate CorleyU.S. Bancorp Investments, Inc. otherCompass Advisory Partners LLC otherOtherMar 1, 2010Mar 3, 2010
William Ellis WebbFsc Securities Corporation otherCompass Advisory Partners LLC otherOtherFeb 18, 2010Dec 10, 2008
John Barton KentU.S. Bancorp Investments, Inc. otherCompass Advisory Partners LLC otherOtherMay 5, 2009Mar 3, 2010 (302 d)
Brendan Karl EasterdayCompass Efficient Model Portfolios, LLC otherCompass Advisory Partners LLC otherOtherJul 10, 2008Aug 17, 2007
Travis Wayne GiffeyCompass Efficient Model Portfolios, LLC otherCompass Advisory Partners LLC otherOtherJul 9, 2008Aug 20, 2007
William Samuel BorleisFsc Securities Corporation otherCompass Advisory Partners LLC otherOtherNov 2, 2006Jul 14, 2008 (620 d)
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14 moves match.