DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bcr Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Lee Gawne | Osaic Fs, Inc. BD affiliated | Bcr Financial Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 6, 2024 | Sep 26, 2017 |
| Marc Allen Wilkins | Osaic Fs, Inc. BD affiliated | Bcr Financial Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 23, 2024 | Apr 20, 2017 |
| Michael Vincent Whalen | Waldron Private Wealth other | Bcr Financial Services, LLC state registered | Other | Dec 17, 2012 | Dec 11, 2012 |
| Leo Richard Scalercio | Ameriprise Financial Services, LLC national BD | Bcr Financial Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 17, 2012 | Aug 7, 2012 (112 d) |
| Andy Ross Schink | Ameriprise Financial Services, LLC national BD | Bcr Financial Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 19, 2010 | Jan 15, 2010 |
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5 moves match.