DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Riggs Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Lorin Ross | Crow Creek Wealth no RAUM | Riggs Capital Management, LLC independent RIA | Other | Aug 26, 2022 | Jun 23, 2022 |
| James Houston | Turnberry Financial Services, Inc. other | Riggs Capital Management, LLC other | Other | Feb 14, 2014 | Mar 3, 2014 |
| Nephi K. Wijckmans | Charles Schwab & Co., Inc. national BD | Riggs Capital Management, LLC other | Other | May 5, 2010 | Aug 3, 2010 (90 d) |
| David B Gardner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Riggs Capital Management, LLC other | Other | Feb 9, 2010 | Apr 14, 2010 (64 d) |
| Bryan Bales | Strategic Advisers LLC national BD | Riggs Capital Management, LLC other | Other | Feb 19, 2003 | Apr 1, 2003 (41 d) |
| Craig Riggs | Strategic Advisers LLC national BD | Riggs Capital Management, LLC other | Other | Jan 24, 2003 | Mar 31, 2003 (66 d) |
| Jay Anthony Riggs | Orion Portfolio Solutions, LLC other | Riggs Capital Management, LLC other | Other | May 3, 2002 | May 8, 2002 |
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7 moves match.