DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Marc J. Lane Investment Management,Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Roy Neal | Thurston Springer Advisors BD affiliated | Marc J. Lane Investment Management,Inc. other | Other | Nov 8, 2021 | Feb 28, 2022 (112 d) |
| Ryan Joelson | Sagepoint Financial, Inc. BD affiliated | Marc J. Lane Investment Management,Inc. other | Other | Oct 25, 2018 | Mar 13, 2019 (139 d) |
| John Thomas Browning | Invesco Advisers, Inc. other | Marc J. Lane Investment Management,Inc. other | Other | Apr 26, 2010 | May 10, 2019 (3301 d) |
Page 1 of 1
3 moves match.