DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stonegate Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laura Mattia | Cumberland Advisors independent RIA | Stonegate Wealth Management, LLC independent RIA | RIA to RIA | Nov 2, 2017 | Aug 14, 2018 (285 d) |
| Gary Henry Hirsh | Sobel Financial Advisors, LLC unclassified | Stonegate Wealth Management, LLC other | Other | Jan 14, 2016 | Jun 10, 2016 (148 d) |
| Cary Carbonaro | Family Financial unclassified | Stonegate Wealth Management, LLC other | Other | Dec 16, 2009 | Feb 10, 2010 (56 d) |
| Diane Love Spearin | Ameriprise Financial Services, LLC national BD | Stonegate Wealth Management, LLC other | Other | Apr 10, 2008 | Sep 22, 2011 (1260 d) |
| Craig R Marson | Gerstein Fisher other | Stonegate Wealth Management, LLC other | Other | Jan 25, 2007 | Jan 24, 2007 |
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5 moves match.