DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Baker Ellis Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathryn K Mcdonald | Brighton Jones LLC independent RIA | Baker Ellis Asset Management LLC independent RIA | RIA to RIA | Jun 22, 2026 | Aug 13, 2026 (52 d) |
| Jack Thomas Dukeminier | Tru Independence Asset Management, LLC independent RIA | Baker Ellis Asset Management LLC independent RIA | RIA to RIA | Dec 2, 2019 | Jan 4, 2020 (33 d) |
| John Beckley Groh | D.A. Davidson & Co. other | Baker Ellis Asset Management LLC independent RIA | Other | Dec 23, 2015 | Aug 21, 2023 (2798 d) |
| Mohammad Saeed Rahman | Wells Fargo Advisors wirehouse | Baker Ellis Asset Management LLC other | Other | Nov 22, 2002 | Dec 13, 2002 |
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4 moves match.