DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at USA Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Anthony Kubik | Westminster Financial Advisory Corp other | USA Wealth Management LLC other | Other | Jan 29, 2010 | Feb 11, 2010 |
| Paul Richard Himmelstein | LPL Financial LLC other | USA Wealth Management LLC other | Other | Dec 1, 2009 | Feb 24, 2010 (85 d) |
| Charles Y Wang | Asia Global Asset Management, Inc state registered | USA Wealth Management LLC other | Other | Dec 24, 2008 | Jan 15, 2009 |
| Charles Y Wang | Msi Financial Services, Inc. other | USA Wealth Management LLC other | Other | Jan 28, 2008 | Mar 4, 2008 (36 d) |
| Bryon Keith Spicer | USA Financial Securities LLC other | USA Wealth Management LLC other | Other | Sep 7, 2007 | Sep 10, 2007 |
| Jeffrey Keith Stukey | USA Financial Securities LLC other | USA Wealth Management LLC other | Other | Jul 30, 2007 | Sep 10, 2007 (42 d) |
| Drew Willliam Pelton | Usi Securities, Inc. no RAUM | USA Wealth Management LLC other | Other | Jun 29, 2007 | Oct 1, 2009 (825 d) |
| Matthew Taylor Adams | Tower Square Securities, Inc. other | USA Wealth Management LLC other | Other | Dec 31, 2005 | Jul 17, 2006 (198 d) |
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8 moves match.