DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fai Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bryan AzzoPark Avenue Securities LLC BD affiliatedFai Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2024Apr 3, 2024
Asalyn Dubois CoachmanOn Investment Management Co BD affiliatedFai Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 29, 2022Jun 22, 2022
Daniel Brian ZechOn Investment Management Co BD affiliatedFai Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2022Jul 23, 2019
Christopher George CousinsOn Investment Management Co BD affiliatedFai Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 13, 2022May 21, 2010
Clifford James RobisonOn Investment Management Co BD affiliatedFai Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 13, 2022Jan 1, 2025 (903 d)
Chavez VincentOn Investment Management Co BD affiliatedFai Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 13, 2022Jan 7, 2021
Asalyn Dubois CoachmanSpc otherFai Advisors, Inc. independent RIAOtherJun 4, 2012Jun 14, 2012
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7 moves match.