DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Surevest Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Phillip Joseph RandazzoCrown Capital Securities, L.P. independent RIASurevest Wealth Management independent RIARIA to RIADec 31, 2019Sep 14, 2012
Alexander Harrison KellerAmeriprise Financial Services, LLC national BDSurevest Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 1, 2019Mar 8, 2019
Breanne Nicole PoloniaWells Fargo Advisors wirehouseSurevest Wealth Management independent RIAWirehouse to independent RIASep 11, 2018Sep 10, 2018
Peter R BurnhamCharles Schwab & Co., Inc. national BDSurevest Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2018Mar 20, 2018 (39 d)
Luis A GaldamezEquanimity Financial Partners otherSurevest Wealth Management independent RIAOtherJan 22, 2018Jan 30, 2018
Haddy Alexander HomampourWells Fargo Advisors wirehouseSurevest Wealth Management independent RIAWirehouse to independent RIAAug 7, 2017Jan 30, 2018 (176 d)
Jeremy A KisnerCrown Capital Securities, L.P. otherSurevest Wealth Management independent RIAOtherJul 18, 2017Feb 2, 2009
Christina Jenny ManginoCrown Capital Securities, L.P. otherSurevest Wealth Management independent RIAOtherJul 18, 2017Sep 17, 2012
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8 moves match.