DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Market Consultants, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bernard James Braudis | Foss Mountain Capital, LLC unclassified | Capital Market Consultants, Inc. state registered | Other | Apr 9, 2014 | Jun 24, 2013 |
| Jeffrey Paul Chapracki | Morgan Stanley wirehouse | Capital Market Consultants, Inc. state registered | Wirehouse to a state-registered adviser | Oct 10, 2012 | Jan 2, 2013 (84 d) |
| Barry Keith Mendelson | Robert W. Baird & Co. Incorporated other | Capital Market Consultants, Inc. state registered | Other | Jul 8, 2002 | Jan 16, 2003 (192 d) |
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3 moves match.