DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Valley Brook Capital Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Drew Harrington | Ameriserv Wealth Advisors Inc other | Valley Brook Capital Group other | Other | May 12, 2010 | May 21, 2010 |
| Marne Luke Desantis | Ameriserv Wealth Advisors Inc other | Valley Brook Capital Group other | Other | Feb 4, 2010 | May 21, 2010 (106 d) |
| Lee Albert Calfo | 1914 Advisors other | Valley Brook Capital Group other | Other | Jan 11, 2010 | May 21, 2010 (130 d) |
| Gregory Frank Bumgarner | Charles Schwab & Co., Inc. national BD | Valley Brook Capital Group other | Other | Aug 16, 2004 | Apr 21, 2005 (248 d) |
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4 moves match.