DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Icapital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan D Rutherford | Allspring Funds Management, LLC asset manager | Icapital, LLC other | Other | Feb 26, 2020 | Nov 30, 2020 (278 d) |
| John Alexander Cislo | Columbia Management Investment Advisers, LLC other | Icapital, LLC other | Other | Jul 13, 2012 | Jul 28, 2015 (1110 d) |
| Michael B Regan | Gl Investment Services, LLC other | Icapital, LLC other | Other | Apr 24, 2012 | Dec 7, 2012 (227 d) |
| Molly Anne Goodwin | LPL Financial LLC other | Icapital, LLC other | Other | Jul 28, 2011 | Sep 2, 2011 (36 d) |
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4 moves match.