DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ta-Check Financial Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel William Ruminski | LPL Financial LLC BD affiliated | Ta-Check Financial Ltd. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 20, 2024 | Jan 24, 2023 |
| David Joseph Ptacek | Sii Investments, Inc. BD affiliated | Ta-Check Financial Ltd. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 15, 2018 | Nov 29, 2017 |
| Murray Floyd Kosmin | Sii Investments, Inc. BD affiliated | Ta-Check Financial Ltd. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 15, 2018 | Dec 7, 2017 |
| Anthony John Mercuri | Sii Investments, Inc. BD affiliated | Ta-Check Financial Ltd. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 14, 2018 | Nov 30, 2017 |
| Marlene Michelle Muscovich | Sii Investments, Inc. BD affiliated | Ta-Check Financial Ltd. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 14, 2018 | Dec 7, 2017 |
| Edward Paul Giaco | Sii Investments, Inc. BD affiliated | Ta-Check Financial Ltd. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 14, 2018 | Dec 7, 2017 |
| Jeffrey John Saplak | Sii Investments, Inc. BD affiliated | Ta-Check Financial Ltd. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 14, 2018 | Dec 7, 2017 |
| Daniel William Ruminski | Sii Investments, Inc. BD affiliated | Ta-Check Financial Ltd. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 14, 2018 | Dec 7, 2017 |
| Jason Robert Yuhas | Sii Investments, Inc. BD affiliated | Ta-Check Financial Ltd. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 14, 2018 | Dec 7, 2017 |
| Sean Alan Sargent | Sii Investments, Inc. BD affiliated | Ta-Check Financial Ltd. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 14, 2018 | Dec 7, 2017 |
| Christopher Lowell Nowack | Sii Investments, Inc. BD affiliated | Ta-Check Financial Ltd. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 14, 2018 | Dec 7, 2017 |
| David Joseph Ptacek | Fsc Securities Corporation other | Ta-Check Financial Ltd. state registered | Other | Aug 28, 2007 | Oct 31, 2002 |
| Anthony John Mercuri | Fsc Securities Corporation other | Ta-Check Financial Ltd. state registered | Other | Aug 9, 2007 | Oct 31, 2002 |
Page 1 of 1
13 moves match.