DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Johnson Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cole Wigestrand | LPL Financial LLC BD affiliated | Johnson Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jun 4, 2026 |
| James Peter Mortenson | Cwm, LLC BD affiliated | Johnson Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2023 | Oct 2, 2023 |
| Derrick Peter Johnson | Thrivent Investment Management Inc. other | Johnson Wealth Management, LLC other | Other | Sep 19, 2002 | Sep 25, 2002 |
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3 moves match.