DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Shelton Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Eric Fry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Shelton Financial Group, Inc. other | Other | Jan 30, 2017 | Feb 7, 2017 |
| Michelle Marie Hipskind | Commonwealth Financial Network national BD | Shelton Financial Group, Inc. other | Other | May 13, 2013 | Sep 8, 2014 (483 d) |
| Joseph Thomas Wiegand | Blue Vase Securities, LLC unclassified | Shelton Financial Group, Inc. other | Other | Oct 17, 2005 | Jun 28, 2004 |
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3 moves match.