DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capstone Capital Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric Edgar SorensonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapstone Capital Wealth Advisors independent RIAWirehouse to independent RIAJun 23, 2026Jul 2, 2026
Adam Mcnitt CressMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapstone Capital Wealth Advisors independent RIAWirehouse to independent RIAApr 3, 2024Apr 11, 2024
Ryan Patrick MackFarther independent RIACapstone Capital Wealth Advisors independent RIARIA to RIAApr 1, 2024Apr 4, 2024
Kyle Wade PriceEquitable Advisors, LLC national BDCapstone Capital Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2021May 17, 2021
Alexi HowieBeacon Pointe Wealth Advisors, LLC otherCapstone Capital Wealth Advisors independent RIAOtherNov 1, 2017Jun 27, 2018 (238 d)
Adam Moroni DawsonPark Avenue Securities LLC otherCapstone Capital Wealth Advisors otherOtherMay 20, 2016May 26, 2016
Ronald Kay LeavittSentra Securities Corporation unclassifiedCapstone Capital Wealth Advisors otherOtherAug 21, 2002Mar 25, 2003 (216 d)
Page 1 of 1
7 moves match.