DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Carmel Capital Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Wesley SedberryRaymond James & Associates, Inc. national BDCarmel Capital Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 6, 2024Nov 13, 2024 (68 d)
Stephanie Marie CunninghamD. M. Brenner, Inc. independent RIACarmel Capital Partners, LLC independent RIARIA to RIAMar 4, 2024Sep 26, 2023
John Mark Wheeler303 Advisors, LLC unclassifiedCarmel Capital Partners, LLC independent RIAOtherDec 31, 2023Sep 24, 2025 (633 d)
Ryan Scott Ponsford303 Advisors, LLC unclassifiedCarmel Capital Partners, LLC independent RIAOtherDec 31, 2023Dec 11, 2025 (711 d)
Chelsey D FrateUBS Financial Services Inc. wirehouseCarmel Capital Partners, LLC independent RIAWirehouse to independent RIASep 5, 2023Sep 26, 2023
Kevin Eugene SilvermanSterling Partners Equity Advisors LLC independent RIACarmel Capital Partners, LLC independent RIARIA to RIAJun 13, 2023Sep 6, 2023 (85 d)
Lawrence M ParenteMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCarmel Capital Partners, LLC independent RIAWirehouse to independent RIAJul 12, 2022Jul 21, 2022
James Francis ThomasCapital Analysts otherCarmel Capital Partners, LLC independent RIAOtherJun 3, 2015Jul 25, 2022 (2609 d)
Glenn Steven GoodsteinFirst Western Investment Management, Inc. otherCarmel Capital Partners, LLC otherOtherNov 20, 2012Jan 24, 2012
Russell Gavin SilbersteinCarmel Capital Advisors, LLC unclassifiedCarmel Capital Partners, LLC independent RIAOtherAug 11, 2010May 4, 2018 (2823 d)
Arch Laurence PeregoffMid Atlantic Financial Management, Inc. otherCarmel Capital Partners, LLC otherOtherFeb 1, 2006Sep 15, 2010 (1687 d)
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11 moves match.