DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cra Financial Services, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Mccaffrey | Nuveen Asset Management, LLC mixed wealth | Cra Financial Services, L.L.C. independent RIA | RIA to RIA | Jan 15, 2020 | Jan 30, 2020 |
| Jeffrey Wilbur Hilliard | The Pillar Strategies other | Cra Financial Services, L.L.C. other | Other | Sep 21, 2017 | Sep 26, 2017 |
| Gordon Schurch Shearer | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cra Financial Services, L.L.C. other | Other | Aug 31, 2017 | Sep 18, 2017 |
| Robert Thomas Martin | Wells Fargo Advisors wirehouse | Cra Financial Services, L.L.C. other | Other | Jan 2, 2013 | Feb 8, 2013 (37 d) |
| Donna Savastani | Equitable Advisors, LLC national BD | Cra Financial Services, L.L.C. other | Other | Dec 7, 2009 | Feb 1, 2011 (421 d) |
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5 moves match.