DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Equitas Capital Advisors,LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shepard Alan Buckman | United Brokerage Services Inc independent RIA | Equitas Capital Advisors,LLC other | Other | Mar 8, 2019 | Apr 9, 2020 (398 d) |
| Austin Frederick Zaunbrecher | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Equitas Capital Advisors,LLC other | Other | Jul 19, 2011 | Oct 12, 2012 (451 d) |
| David Samuel Thomas | Pan-American Investment Advisers, Inc. unclassified | Equitas Capital Advisors,LLC other | Other | Dec 11, 2003 | Oct 12, 2012 (3228 d) |
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3 moves match.