DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lake Street Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Beverly Ann RodrigueMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLake Street Advisors, LLC otherOtherJun 4, 2013Jul 10, 2013 (36 d)
Judith Lynn RowlandCalibre Advisory Services Inc. unclassifiedLake Street Advisors, LLC otherOtherMay 3, 2010Feb 15, 2012 (653 d)
Debra Anne StokesBallentine Finn & Co Inc unclassifiedLake Street Advisors, LLC otherOtherSep 15, 2009Mar 21, 2014 (1648 d)
Sadie Deringer HoldridgeUBS Financial Services Inc. wirehouseLake Street Advisors, LLC otherOtherMay 13, 2009Aug 18, 2009 (97 d)
Robert Estel CopelandKeel Point Advisors, LLC otherLake Street Advisors, LLC otherOtherDec 12, 2008Jan 30, 2009 (49 d)
Norman Eugene WebbOsaic Fs, Inc. otherLake Street Advisors, LLC otherOtherOct 22, 2007Oct 30, 2007
John Jehle EdwardsFiduciary Trust International, LLC otherLake Street Advisors, LLC otherOtherMay 9, 2007Dec 5, 2008 (576 d)
Carolyn Bunting Ryan DeckerBallentine Finn & Co Inc unclassifiedLake Street Advisors, LLC otherOtherMar 3, 2006Mar 15, 2006
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8 moves match.