DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Parkside Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jerrod Foster | Morgan Stanley wirehouse | Parkside Advisors LLC independent RIA | Wirehouse to independent RIA | Oct 20, 2023 | Nov 28, 2023 (39 d) |
| Charles Otto Benziger | Parkside Capital Advisors, LLC unclassified | Parkside Advisors LLC independent RIA | Other | Sep 14, 2018 | Sep 17, 2018 |
| Christina Noelle Kramlich | Sofi Wealth LLC independent RIA | Parkside Advisors LLC independent RIA | RIA to RIA | Jul 12, 2018 | Nov 14, 2018 (125 d) |
| David George Born | Born Investment Management LLC unclassified | Parkside Advisors LLC other | Other | May 13, 2016 | May 27, 2016 |
| Norman Dillon Mcgill | Woodland Leishman & Associates other | Parkside Advisors LLC other | Other | Dec 31, 2015 | Mar 1, 2016 (61 d) |
| Krystal D Fortner | Morgan Stanley wirehouse | Parkside Advisors LLC other | Other | Oct 27, 2014 | Nov 17, 2015 (386 d) |
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6 moves match.