DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Highland Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Henry Hirsh | Atlas Fiduciary Financial, LLC independent RIA | Highland Financial Advisors, LLC independent RIA | RIA to RIA | Aug 4, 2021 | Nov 8, 2021 (96 d) |
| Joseph Vincent Goldy | Td Ameritrade, Inc. no RAUM | Highland Financial Advisors, LLC independent RIA | Other | Apr 28, 2020 | Jul 11, 2022 (804 d) |
| Edward J Leach | Traphagen Financial Group other | Highland Financial Advisors, LLC independent RIA | Other | Jun 23, 2014 | Oct 21, 2025 (4138 d) |
| Michael David Gibney | Raymond James Financial Services, Inc. unclassified | Highland Financial Advisors, LLC other | Other | May 6, 2005 | Apr 24, 2006 (353 d) |
| Reed Charles Fraasa | New England Securities Corporation other | Highland Financial Advisors, LLC other | Other | Apr 11, 2003 | Nov 1, 2004 (570 d) |
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5 moves match.