DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Harvest Capital Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Lee Tafoya | Cs Planning Corp independent RIA | Harvest Capital Advisors Inc. independent RIA | RIA to RIA | Dec 31, 2019 | Jan 21, 2019 |
| Brian Douglas Gawthrop | American Pensions, Inc. unclassified | Harvest Capital Advisors Inc. other | Other | Aug 20, 2009 | May 24, 2010 (277 d) |
| Ellen Jean Webber | Pacific West Financial Consultants Inc other | Harvest Capital Advisors Inc. other | Other | May 1, 2003 | Dec 15, 2004 (594 d) |
| Brent Harvey Soloway | Pacific West Financial Consultants Inc other | Harvest Capital Advisors Inc. other | Other | May 1, 2003 | Dec 15, 2004 (594 d) |
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4 moves match.