DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason Lee Tafoya
Certified Financial Planner
Feed of 09/15/2026
Also filed as Jason Tafoya
At current firm
0 y
since Mar 2, 2026
In the industry
14 y
since Feb 9, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Mar 2, 2026 · Bellevue, Wa
- The H Group Washington, Inc. formerMar 19, 2019 to May 14, 2026 · Bellevue, Wa
- Harvest Capital Advisors Inc. formerJan 21, 2019 to Jan 21, 2019 · Bellevue, Wa
- Cs Planning Corp independent RIADec 5, 2016 to Dec 31, 2019 · Bellevue, Wa
- Stratos Wealth Partners, Ltd BD affiliatedMar 9, 2015 to Dec 5, 2016 · Bellavue, Wa
- Commonwealth Financial Network national BDFeb 13, 2012 to Mar 18, 2015 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- The H Group Washington, Inc. to Wealth Enhancement Advisory Services, LLCleft May 14, 2026, registered Mar 2, 2026 (-73 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Cs Planning Corp to Harvest Capital Advisors Inc.left Dec 31, 2019, registered Jan 21, 2019 (-344 days) · RIA to RIA
- Harvest Capital Advisors Inc. to The H Group Washington, Inc.left Jan 21, 2019, registered Mar 19, 2019 (57 days) · RIA to a newly registered adviser
- Stratos Wealth Partners, Ltd to Cs Planning Corpleft Dec 5, 2016, registered Dec 5, 2016 (0 days) · Other
- Commonwealth Financial Network to Stratos Wealth Partners, Ltdleft Mar 18, 2015, registered Mar 9, 2015 (-9 days) · Other
Signals
- Jason Lee Tafoya left The H Group Washington, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)May 14, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address