DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pivotal Planning Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cari Ann Walling | Equitable Advisors, LLC national BD | Pivotal Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2019 | Apr 29, 2019 |
| Terry Lee Crawford | Tull Financial Group, Inc. independent RIA | Pivotal Planning Group, LLC independent RIA | RIA to RIA | Jul 30, 2018 | Dec 2, 2019 (490 d) |
| Michael Eligio Kelly | Godsey & Gibb Wealth Management other | Pivotal Planning Group, LLC other | Other | Jul 21, 2017 | Aug 3, 2017 |
| Michael John Desmond | Raymond James Financial Services Advisors, Inc other | Pivotal Planning Group, LLC other | Other | Jan 20, 2016 | Apr 25, 2016 (96 d) |
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4 moves match.