DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Atlanta Financial Associates, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mariana Louise BattistaPatton Albertson Miller Group, LLC independent RIAAtlanta Financial Associates, LLC independent RIARIA to RIAJun 7, 2019Aug 16, 2019 (70 d)
Christopher Biggers BlackmonCommonwealth Financial Network national BDAtlanta Financial Associates, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2018Sep 21, 2018
Charles Allen CrowleyCommonwealth Financial Network national BDAtlanta Financial Associates, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2018Oct 9, 2014
Harrison FantCommonwealth Financial Network national BDAtlanta Financial Associates, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2018Jan 29, 2018
Catherine Chapman MillerCommonwealth Financial Network national BDAtlanta Financial Associates, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2018Jan 24, 2019 (150 d)
Catherine Chapman MillerFsc Securities Corporation otherAtlanta Financial Associates, LLC independent RIAOtherAug 18, 2009May 9, 2005
Donnie Wayne RobinsonFsc Securities Corporation otherAtlanta Financial Associates, LLC independent RIAOtherAug 18, 2009Oct 30, 2013 (1534 d)
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7 moves match.