DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pwa Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Corey Howard | Lincoln Investment BD affiliated | Pwa Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2019 | Jul 16, 2019 |
| Lisa Joyce Delisio | Bny Mellon Securities Corporation other | Pwa Wealth Management other | Other | Apr 4, 2011 | May 23, 2011 (49 d) |
| Jeffrey J Heasley | Bill Few Associates, Inc. other | Pwa Wealth Management other | Other | Mar 13, 2009 | Mar 11, 2009 |
| Caitlin Nmn Cully | Wells Fargo Advisors wirehouse | Pwa Wealth Management other | Other | Jul 30, 2008 | Sep 19, 2008 (51 d) |
| Michelle Lynn Bender | Potomac Financial Group unclassified | Pwa Wealth Management other | Other | Aug 16, 2006 | Apr 21, 2008 (614 d) |
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5 moves match.