DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Schwan Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dalton Lehnen | Nottingham Wealth Partners, Inc. independent RIA | Schwan Financial Advisors, LLC other | Other | Apr 15, 2024 | Jul 15, 2024 (91 d) |
| Ryan Nickolas Patnoe | Kovack Advisors, Inc. BD affiliated | Schwan Financial Advisors, LLC other | Other | Apr 13, 2020 | Apr 14, 2020 |
| Jonathan Calvin Davidson | Kovack Advisors, Inc. other | Schwan Financial Advisors, LLC other | Other | Oct 10, 2011 | Oct 12, 2011 |
| John Paul Schwan | Eide Bailly Advisors, LLC other | Schwan Financial Advisors, LLC other | Other | May 25, 2004 | May 26, 2004 |
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4 moves match.