DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Peak Wealth Solutions

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin John KocsisMorgan Stanley wirehousePeak Wealth Solutions independent RIAWirehouse to independent RIAJun 10, 2025Jan 2, 2026 (206 d)
William Ignatius RussoOsaic Wealth, Inc. BD affiliatedPeak Wealth Solutions independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2024Apr 11, 2025 (101 d)
Daniel VujanovCbiz Investment Advisory Services, LLC institutionalPeak Wealth Solutions independent RIAOtherOct 12, 2021Nov 1, 2021
Jeffrey David MucciaroneCambridge Investment Research Advisors, Inc. BD affiliatedPeak Wealth Solutions independent RIAAffiliated broker-dealer or bank to independent RIAJun 28, 2021Nov 16, 2021 (141 d)
Gary Arnold HannahMML Investors Services, LLC BD affiliatedPeak Wealth Solutions independent RIAAffiliated broker-dealer or bank to independent RIAMay 8, 2018Nov 12, 2020 (919 d)
David Paul KocsisLPL Financial LLC otherPeak Wealth Solutions otherOtherAug 11, 2016Aug 1, 2016
Gregory Michael GromekPrivate Advisor Group, LLC otherPeak Wealth Solutions otherOtherJul 29, 2016Aug 12, 2016
Dennis Christopher CoonEquitable Advisors, LLC national BDPeak Wealth Solutions otherOtherDec 4, 2009Dec 3, 2010 (364 d)
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8 moves match.