DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bickling Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bruce Neil Goodman | Shepherd Financial Partners, LLC independent RIA | Bickling Financial Services, Inc. independent RIA | RIA to RIA | Nov 16, 2020 | Jan 15, 2021 (60 d) |
| Andrew Harrison Betts | LPL Financial LLC BD affiliated | Bickling Financial Services, Inc. other | Other | Oct 21, 2020 | Sep 14, 2009 |
| Robin Jeanne Urciouli | Beacon Financial Planning, Inc independent RIA | Bickling Financial Services, Inc. independent RIA | RIA to RIA | Feb 19, 2016 | Mar 11, 2020 (1482 d) |
| Dorothy Inez Bickling | LPL Financial LLC other | Bickling Financial Services, Inc. other | Other | Oct 28, 2015 | Mar 16, 2005 |
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4 moves match.