DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthcrest Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick William Kimmel | Cambridge Investment Research Advisors, Inc. BD affiliated | Wealthcrest Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2021 | Jan 27, 2021 |
| Gregory Peter Grimsley | Novak Financial Planning LLC other | Wealthcrest Financial Services, LLC other | Other | Nov 13, 2014 | Jan 28, 2015 (76 d) |
| Guy Robert X. Middleton | Capital Investment Advisors other | Wealthcrest Financial Services, LLC other | Other | Sep 2, 2014 | Sep 3, 2014 |
| Patrick Bryan Beagle | Walnut Street Advisers Inc unclassified | Wealthcrest Financial Services, LLC other | Other | Jan 27, 2004 | Jan 27, 2004 |
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4 moves match.