DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Maple Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Clayton Thomas Shiver | Stadion Money Management, LLC asset manager | Maple Capital Management, Inc. independent RIA | Other | Mar 23, 2020 | Mar 27, 2020 |
| Connor F Duffy | Morgan Stanley wirehouse | Maple Capital Management, Inc. independent RIA | Wirehouse to independent RIA | Feb 12, 2018 | Jul 26, 2019 (529 d) |
| Debbie Lynne Montgomery | Kovack Advisors, Inc. other | Maple Capital Management, Inc. other | Other | Aug 10, 2016 | Aug 15, 2016 |
| Evan Isaiah Pemberton | Rock Point Advisors, LLC other | Maple Capital Management, Inc. other | Other | Oct 27, 2014 | Apr 14, 2015 (169 d) |
| Thomas Wayne Rawlings | O'Shaughnessy Asset Management, LLC other | Maple Capital Management, Inc. independent RIA | Other | Jun 29, 2009 | Jun 25, 2026 (6205 d) |
| Timothy Charles Escott | Suntrust Investment Services, Inc. other | Maple Capital Management, Inc. other | Other | Jan 27, 2005 | Sep 13, 2005 (229 d) |
| Ramsey A Luhr | Nlg Capital LLC other | Maple Capital Management, Inc. other | Other | Jun 23, 2004 | Jun 30, 2004 |
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7 moves match.