DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dupree Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Clark Dupree | Strategy Financial Group independent RIA | Dupree Financial Group, LLC independent RIA | RIA to RIA | Jan 26, 2024 | Feb 1, 2024 |
| Ema D Wilburn | LPL Financial LLC independent RIA | Dupree Financial Group, LLC independent RIA | RIA to RIA | Oct 25, 2022 | Oct 18, 2022 |
| Logan Edward Foster | Foster Investment Services LLC unclassified | Dupree Financial Group, LLC other | Other | Jun 8, 2010 | Jun 25, 2010 |
| Thomas Parmelee Dupree | Raymond James Financial Services Advisors, Inc other | Dupree Financial Group, LLC other | Other | May 28, 2010 | Aug 3, 2010 (67 d) |
| Micheal Allen Johnson | Raymond James Financial Services Advisors, Inc other | Dupree Financial Group, LLC other | Other | May 19, 2010 | Jun 4, 2010 |
| Thomas Parmelee Dupree | UBS Financial Services Inc. wirehouse | Dupree Financial Group, LLC other | Other | Jul 30, 2003 | Jun 3, 2005 (674 d) |
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6 moves match.