DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Carolina Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Parish Parker | First Citizens Investor Services, Inc. BD affiliated | Carolina Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2020 | Apr 15, 2020 |
| Patrick Declan Molamphy | Nationwide Securities, LLC no RAUM | Carolina Wealth Management, Inc. independent RIA | Other | Dec 31, 2019 | Jan 10, 2020 |
| Jonathan Craig Blackwell | Fsc Securities Corporation other | Carolina Wealth Management, Inc. other | Other | Dec 22, 2014 | Jan 7, 2015 |
| Thomas Duffy Meyer | Securian Financial Services, Inc. other | Carolina Wealth Management, Inc. other | Other | Aug 25, 2008 | Oct 29, 2008 (65 d) |
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4 moves match.