DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Northeast Planning Associates, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John Vincent Caggiano	LPL Financial LLC BD affiliated	Northeast Planning Associates, Inc. other	Other	Jul 10, 2026	Jan 28, 2009
Nathaniel Benjamin Hahn	LPL Financial LLC BD affiliated	Northeast Planning Associates, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Feb 24, 2026	Mar 31, 2020
Ryan Francis Callahan	LPL Financial LLC BD affiliated	Northeast Planning Associates, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	May 17, 2023	Dec 21, 2018
Christopher Paul Mara	Osaic Institutions, Inc. BD affiliated	Northeast Planning Associates, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 30, 2021	Mar 8, 2022 (159 d)
Peter Charles Yerger	Pegasus Management Services L.L.C. state registered	Northeast Planning Associates, Inc. independent RIA	Other	Sep 3, 2021	Jul 11, 2025 (1407 d)
James R Wallace	LPL Financial LLC BD affiliated	Northeast Planning Associates, Inc. other	Other	Oct 23, 2019	Jan 14, 2015
Andrew Thomas Nigrelli	LPL Financial LLC independent RIA	Northeast Planning Associates, Inc. other	Other	Aug 2, 2019	Apr 25, 2008
James Theocharis Dimos	MML Investors Services, LLC other	Northeast Planning Associates, Inc. other	Other	Oct 10, 2017	Oct 16, 2017
Philip Lennox	LPL Financial LLC other	Northeast Planning Associates, Inc. other	Other	Sep 26, 2017	Jun 30, 2016
Thomas Lee Harnish	Mid Atlantic Financial Management, Inc. other	Northeast Planning Associates, Inc. other	Other	Jul 31, 2017	Nov 2, 2016
Craig Alan Grover	Mid Atlantic Financial Management, Inc. other	Northeast Planning Associates, Inc. other	Other	Jul 31, 2017	Nov 3, 2016
Charles Clinton Leonard	LPL Financial LLC other	Northeast Planning Associates, Inc. other	Other	Nov 22, 2016	Jan 29, 2009
Andrew Reid	LPL Financial LLC other	Northeast Planning Associates, Inc. other	Other	Oct 13, 2016	Jun 7, 2016
Thomas Russell Burbank	LPL Financial LLC other	Northeast Planning Associates, Inc. other	Other	Jun 14, 2016	Mar 19, 2010
Andrew Thomas Nigrelli	Pegaesus Advisors, Inc. no RAUM	Northeast Planning Associates, Inc. other	Other	Nov 23, 2015	Aug 1, 2012
Kevin Michael Crowley	Flatiron Financial Group, LLC unclassified	Northeast Planning Associates, Inc. independent RIA	Other	Dec 31, 2010	Mar 29, 2019 (3010 d)
Dana Seth Preis	MML Investors Services, LLC other	Northeast Planning Associates, Inc. other	Other	Jul 28, 2009	Mar 11, 2013 (1322 d)
Dominic Martin Lucente	American Portfolios Advisors, Inc other	Northeast Planning Associates, Inc. other	Other	Nov 21, 2007	Aug 22, 2005
Anthony Joseph Scola	Usallianz Securities, Inc. unclassified	Northeast Planning Associates, Inc. other	Other	Feb 9, 2006	Feb 6, 2006
Jon Phillip Harrison	Pruco Securities, LLC other	Northeast Planning Associates, Inc. other	Other	Dec 6, 2005	Jan 11, 2006 (36 d)
Timothy John Brisson	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Nov 19, 2004	Nov 24, 2004
John Francis Fricke	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Nov 19, 2004	Nov 24, 2004
Michael John Hartman	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Nov 18, 2004	Nov 18, 2004
Thomas Joseph Pare	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Oct 12, 2004	Sep 23, 2004
Gerry S Weidema	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Oct 12, 2004	Sep 23, 2004
John Samuel Dolan	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Oct 11, 2004	Sep 23, 2004
Michael John Murphy	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Oct 11, 2004	Sep 23, 2004
Ellen Mary Lavin	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Oct 11, 2004	Sep 23, 2004
Brian Stephen Berry	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Oct 8, 2004	Sep 23, 2004
Paul M Accardi	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Oct 8, 2004	Sep 23, 2004
Matthew Henry Eaton	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 22, 2004
Gary William Pelletier	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 22, 2004
George Kenneth Slyman	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 22, 2004
Paul Harris Brock	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 28, 2004
Gary Francis Wallace	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 22, 2004
William Victor Gibbons	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 23, 2004
Greg Leo Lapierre	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 22, 2004
Michael Drew Lynch	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 27, 2004
Don Matthew Silk	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 23, 2004
Henry Erving Cooley	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 22, 2004
Zachary Miles Longley	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Aug 19, 2004
Christian Allen Beliveau	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 23, 2004
Edward Charles Hiers	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 22, 2004
Paul Michael Goyette	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 22, 2004
Steven Albert Dean	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 27, 2004
Brian William Heffernan	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	May 18, 2006 (596 d)
Brian Edward Conway	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 29, 2004	Jul 22, 2004
Michael Francis Antosca	Mutual Service Corporation unclassified	Northeast Planning Associates, Inc. other	Other	Sep 28, 2004	Jul 23, 2004
Daren Phillip Seekins	Legacy Advisory Services, Inc. unclassified	Northeast Planning Associates, Inc. other	Other	Jun 25, 2004	Jul 28, 2004 (33 d)

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49 moves match.