DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Poehling Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anne Laube | Fidelity Personal And Workplace Advisors BD affiliated | Poehling Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2024 | Jul 1, 2025 (496 d) |
| Timothy Shane Bickmore | Heck Capital Advisors, LLC other | Poehling Capital Management, Inc. other | Other | Sep 4, 2014 | Oct 9, 2014 (35 d) |
| Gery Joseph Sadzewicz | Heritage Capital Management Inc other | Poehling Capital Management, Inc. other | Other | Nov 9, 2012 | Apr 3, 2012 |
| Lawrence Edward Schamberger | Midwest Professional Planners, Ltd. other | Poehling Capital Management, Inc. other | Other | Dec 14, 2005 | Oct 7, 2008 (1028 d) |
| Thomas Ronald Poehling | Midwest Professional Planners, Ltd. other | Poehling Capital Management, Inc. independent RIA | Other | Jul 9, 2004 | Jan 1, 2025 (7481 d) |
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5 moves match.