DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Grange Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mitchel Lloyd Brehm LudtkeFidelity Personal And Workplace Advisors BD affiliatedGrange Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2022May 13, 2022 (59 d)
Robert Michael WarmkesselSound Investment Management Inc otherGrange Capital, LLC otherOtherMar 26, 2018Jan 27, 2016
Micah Feiner ChildIms Capital Management otherGrange Capital, LLC otherOtherSep 4, 2007Jul 23, 2008 (323 d)
Michael Brent KeetonUBS Financial Services Inc. wirehouseGrange Capital, LLC otherOtherSep 30, 2004Dec 1, 2004 (62 d)
Derek Nels DukartUBS Financial Services Inc. wirehouseGrange Capital, LLC otherOtherSep 30, 2004Dec 1, 2004 (62 d)
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5 moves match.